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FLEGO v. PHILIPS, APPEL & WALDEN, INC.

Civ.A. No. 80-4090.

514 F.Supp. 1178 (1981)

Joan FLEGO, Plaintiff, v. PHILIPS, APPEL & WALDEN, INC. Richard Henrickson and Merrill Lynch Pierce Fenner & Smith, Inc., Defendants.

United States District Court, D. New Jersey.

May 21, 1981.

Attorney(s) appearing for the Case

William A. Despo, Red Bank, N. J., for plaintiff.

Bernard Bressler, Bressler, Lipsitz & Rothenberg, New York City, Sills, Beck, Cummis, Radin & Tischman, Newark, N. J., for defendants, Philips, Appel & Walden and Henrickson.

OPINION

WHIPPLE, Senior District Judge.

This matter is before the Court on defendant Philip Appel & Walden, Inc.'s motion to disqualify plaintiff Joan Flego's attorney, William A. Despo, Esq. In the underlying action, plaintiff alleges that defendants, various broker-dealers registered with the Securities and Exchange Commission, violated section 17(a) of the Securities Act of 1933, and sections 10(b) and 15(c) of the Securities Act of 1934, by engaging...

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