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SECURITIES & EXCHG. COM'N v. HASWELL

No. 78-1048.

654 F.2d 698 (1981)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellant, v. Andrew J. HASWELL, Jr., Defendant-Appellee.

United States Court of Appeals, Tenth Circuit.

Decided July 17, 1981.

Attorney(s) appearing for the Case

James H. Schropp, Asst. Gen. Counsel, Securities and Exchange Commission, Washington, D. C. (Harvey L. Pitt, Gen. Counsel, Paul Gonson, Associate Gen. Counsel, Paul D. Glenn, Atty. and Mitchell D. Dembin, Atty., Washington, D. C., with him on the briefs), for plaintiff-appellant.

Thomas J. Kenan, Oklahoma City, Okl. (Robert C. Bailey, Oklahoma City, Okl., with him on the brief), for defendant-appellee.

Before SETH, Chief Judge, and BREITENSTEIN and McKAY, Circuit Judges.

McKAY, Circuit Judge.

This is an appeal by the Securities and Exchange Commission from an order denying its request for injunctive relief against defendant. The Commission's complaint charged defendant with violations of registration1 and antifraud2 provisions of the federal securities laws and sought to enjoin those violations.3 The district court found

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