1. Home
  2. Browse Decisions
  3. F.Supp.
  4. 518 F.Supp.
  5. 518 F.Supp. 651 (1981)
 

SECURITIES & EXCHANGE COMMISSION v. WACO FINANCIAL

No. K81-152.

518 F.Supp. 651 (1981)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. WACO FINANCIAL, INC., J. Jerome Prevatte, Defendants.

United States District Court, W. D. Michigan, Southern Division.

July 16, 1981.

Attorney(s) appearing for the Case

Mary H. Weiss, Chicago, Ill., for plaintiff.

Theodore H. Amshoff, Jr., Louisville, Ky., for defendants.

OPINION

BENJAMIN F. GIBSON, District Judge.

These parties are before this Court for the third time with respect to the status of WACO Financial as a securities dealer. In December, 1980, a permanent injunction by consent was issued against WACO and Prevatte. That Order enjoined defendants from further violations of the Securities and Exchange Commission's (hereinafter SEC) rules regarding net capital, bookkeeping, customer protection and the filing of financial...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases