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INVESTORS RESEARCH v. SECURITIES & EXCH. COM'N

Nos. 78-1589, 78-1597.

628 F.2d 168 (1980)

INVESTORS RESEARCH CORPORATION and James E. STOWERS, Petitioners, v. SECURITIES AND EXCHANGE COMMISSION, Respondent. Richard H. DRIEHAUS, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, District of Columbia Circuit.

Decided April 29, 1980.

As Amended June 11, 1980.

Certiorari Denied October 20, 1980.

Attorney(s) appearing for the Case

Irving Kuraner, Kansas City, Mo., for petitioner in No. 78-1589.

Monroe H. Freedman, Hempstead, N. Y., for petitioner in No. 78-1597.

Jacob H. Stillman, Associate Gen. Counsel, Securities and Exchange Commission, Washington, D. C., with whom William A. Dietch, Asst. Gen. Counsel, Rosalind C. Cohen, Sp. Counsel, Securities and Exchange Commission, Washington, D. C., were on brief, for respondent.

Leonard J. Theberge, Washington, D. C., was on brief for amicus curiae urging the order of censure to be vacated.

Also Judson H. Gould, Washington, D. C., entered an appearance for appellant in No. 78-1597.

Also Alan Rosenbalt, Atty., Securities and Exchange Commission, Washington, D. C., entered an appearance for appellee.

Before WRIGHT, Chief Judge, BAZELON, Senior Circuit Judge and TAMM, Circuit Judge.

Certiorari Denied October 20, 1980. See 101 S.Ct. 317.

Opinion for the Court filed by Senior Circuit Judge BAZELON.

BAZELON, Senior Circuit Judge:

Petitioners Investors Research Corporation ("Investors Research"), James Stowers, and Richard Driehaus seek review of a Securities and Exchange Commission order censuring them for violating section 17(e)(1) of the Investment Company Act of 1940.1 We affirm the Commission's order...

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