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SECURITIES & EXCH. COM'N v. ROUSSEL

Civ. A. No. 76-511-C6.

485 F.Supp. 295 (1980)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Louis J. ROUSSEL, Jr., et al., Defendants.

United States District Court, D. Kansas.

January 25, 1980.

Attorney(s) appearing for the Case

Irwin M. Borowski, Theodore A. Levine, Edward D. Herlihy, Richard J. Beckmann, S.E.C., Washington, D. C., Steve McGinnis, Dave Watson, S.E.C., Fort Worth, Tex., for Securities and Exchange Commission.

Bordon, Arata, McCollam & Watters, Andrew L. Gates, New Orleans, La., for Clark Brandon.

Burke & Ballard, Charles B. Mayer, New Orleans, La., for Mick, Stack Associates, Inc., Kenneth Mick, Richard Smith, Robert Adrian and F. Scott Perkins.

Phelps, Dunbar, Marks, Claverie & Sims, Rutledge C. Clement, Jr., Edward J. Gay, III, New Orleans, La., for Scott Perkins; Robert A. Schartz, Schartz & Irwin, Wichita, Kan., of counsel.

Walter C. Williamson, Wichita, Kan., for Mick, Stack Associates, Richard Smith and Robert Adrian.

Ross D. Alexander, Wichita, Kan., for Kenneth Mick.

ORDERS ON MOTIONS FOR SUMMARY JUDGMENT

WESLEY E. BROWN, District Judge.

The Securities and Exchange Commission (SEC) began this action, a complaint for Injunction, in the United States District Court for the Eastern District of Louisiana, naming as defendants, Louis J. Roussel, Jr., and fifteen other individuals and corporations. It is alleged that in 1975, Roussel, aided and abetted by the National American Life Insurance Company (NALICO), and the other...

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