1. Home
  2. Browse Decisions
  3. F.2d
  4. 613 F.2d
  5. 613 F.2d 102 (1980)
 

SECURITIES & EXCH. COMMISSION v. CATERINICCHIA

No. 77-3517.

613 F.2d 102 (1980)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellant, v. Frank CATERINICCHIA and Trustees Loan and Discount Co., an Alabama Corporation, Defendants-Appellees.

United States Court of Appeals, Fifth Circuit.

Rehearing Denied April 18, 1980.

Attorney(s) appearing for the Case

James H. Schropp, SEC, David Ferber, Sol., Theodore S. Bloch, Atty., Paul Gonson, Washington, D.C., for plaintiff-appellant.

Howard C. Alexander, Montgomery, Ala., for defendants-appellees.

Before MORGAN, REAVLEY and HATCHETT, Circuit Judges.

LEWIS R. MORGAN, Circuit Judge.

The Securities and Exchange Commission (SEC) appeals from the denial of its motion for a permanent injunction enjoining Trustees Loan and Discount Company (Trustees) and its president, Frank Caterinicchia, from further violations of the antifraud provisions of the federal securities laws. Following an evidentiary hearing, the District Court for the Middle District of Alabama found that defendants' failure to disclose material information...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases