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KOKE v. STIFEL, NICOLAUS & CO., INC.

No. 79-2025.

620 F.2d 1340 (1980)

Margaret E. KOKE and Anna C. Koke, Appellants, v. STIFEL, NICOLAUS & CO., INC., and Kingsley O. Wright, Sr., Appellees.

United States Court of Appeals, Eighth Circuit.

Decided May 14, 1980.

Attorney(s) appearing for the Case

Mark I. Bronson, St. Louis, Mo. (argued), and Samuel J. Goldenhersh, St. Louis, Mo., on brief, for appellants.

Thomas E. Douglass, Coburn, Croft & Putzell, St. Louis, Mo. (argued), and Christopher F. Jones, St. Louis, Mo., on brief, for appellees.

Before HEANEY and ARNOLD, Circuit Judges, and SACHS, District Judge.

ARNOLD, Circuit Judge.

This is a securities fraud case. Margaret and Anna Koke appeal from a summary judgment dismissing their two-count complaint with prejudice. Count I alleged that Stifel, Nicolaus & Co. and Kingsley O. Wright, Sr., a vice-president of that brokerage firm, violated § 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j, Rule 10b-5 promulgated thereunder, and § 17 of the Securities Act of 1933, 15 U.S.C. § 77q.

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