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SECURITIES & EXCHG. COM'N v. SPENCE & GREEN CHEMICAL

Nos. 76-4017, 77-1362, 77-2600 and 77-3173.

612 F.2d 896 (1980)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. SPENCE & GREEN CHEMICAL COMPANY and Andrew Spence, Sr., Defendants-Appellants.

United States Court of Appeals, Fifth Circuit.

February 27, 1980.

Attorney(s) appearing for the Case

Paul Gonsan, Atty., Securities & Exchange Commission, Washington, D. C., for plaintiff-appellee in no. 77-1325.

Lawrence J. Cohen, Chicago, Ill., for defendants-appellants.

Lynn N. Hughes, Houston, Tex., Trumbull Asphalt Div., Owens-Corning Fiberglas Corp., amicus curiae.

David Ferber, Sol., James H. Schropp, Asst. Gen. Counsel, Julie Allecta, Atty., Securities & Exchange Commission, Washington, D. C., for plaintiff-appellee.

Before MORGAN, REAVLEY and HATCHETT, Circuit Judges.

REAVLEY, Circuit Judge:

Appellee, Securities and Exchange Commission (SEC), commenced this injunctive action against Spence and Green Chemical Company and two of its principal shareholders, Andrew Spence and James I. Farmer, alleging violations of registration and antifraud provisions of the Securities Act of 1933 (sections 5(a), (c) and 17(a)), 15 U.S.C. §§ 77e(a), (c) and 77q(a), and of the antifraud provisions of the Securities Exchange Act of 1934 and...

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