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MIHARA v. DEAN WITTER & CO., INC.

Nos. 78-2022, 78-2729.

619 F.2d 814 (1980)

Samuel MIHARA, Plaintiff-Appellee, v. DEAN WITTER & CO., INC. and George Gracis, Defendants-Appellants.

United States Court of Appeals, Ninth Circuit.

May 23, 1980.

Attorney(s) appearing for the Case

Eugene W. Bell, Los Angeles, Cal., argued for defendants-appellants; John F. Busetti, Jones, Bell & Simpson, Los Angeles, Cal., on brief.

Allen L. Neelley, Gregory A. Wedner, Smaltz & Neelley, Los Angeles, Cal., for plaintiff-appellee.

Before CHAMBERS and TANG, Circuit Judges, and CAMPBELL, Senior District Judge.

WILLIAM J. CAMPBELL, Senior District Judge:

On April 26, 1974, Samuel Mihara filed this action in United States District Court for the Central District of California. He alleged both federal statutory and California common law fiduciary duty claims arising from the handling of Mihara's securities accounts by defendants. Specifically, plaintiff alleges that the defendants, Dean Witter & Company and its account executive...

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