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CROY v. CAMPBELL

No. 78-2517.

624 F.2d 709 (1980)

Dan J. CROY and Anne S. Croy, Plaintiffs-Appellants, v. Winfield M. CAMPBELL, Defendant-Appellee.

United States Court of Appeals, Fifth Circuit.

August 22, 1980.

Attorney(s) appearing for the Case

Jack McClendon, Lubbock, Tex., for plaintiffs-appellants.

Baker & Botts, Stephen G. Tipps, Daryl Bristow, Houston, Tex., for defendant-appellee.

Before RUBIN and POLITZ, Circuit Judges, and SMITH, District Judge.

ORMA R. SMITH, District Judge:

This action was brought by Dr. Dan Croy and his wife, Anne S. Croy (the Croys), who alleged that the defendant Winfield M. Campbell (Campbell), violated § 12(2) of the Securities Act of 1933, 15 U.S.C. § 77l, § 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b), and SEC Rule 10b-5, 17 C.F.R. § 240.10b-5. After the presentation of the plaintiffs' evidence on the issue of liability, the district...

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