SECURITIES & EXCH. COM'N v. MURPHY

Nos. 76-2299, 78-3300.

626 F.2d 633 (1980)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. Stephen MURPHY, Defendant-Appellant.

United States Court of Appeals, Ninth Circuit.

Decided July 23, 1980.

Rehearing Denied September 26, 1980.


Attorney(s) appearing for the Case

James L. Currer, Jr., Currer & Kayaian, Los Angeles, Cal., on brief; William J. Currer, Jr., Los Angeles, Cal., for defendant-appellant.

Linda A. Schneider, David A. Sirignano, Atty., Washington, D.C., on brief; Rosalind Cohen, Sp. Counsel, Washington, D.C., for plaintiff-appellee.

Before, MERRILL and FERGUSON, Circuit Judges, and SMITH, District Judge.


FERGUSON, Circuit Judge:

Stephen Murphy appeals from a district court decision permanently enjoining him from violating the registration and antifraud provisions of the securities laws and requiring him to mail copies of the court's order to present and future business associates and investors.1 The court first granted summary judgment for the SEC on the registration violations;2 then, after a trial on the...

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