SHULTZ v. SECURITIES AND EXCHANGE COM'N

No. 78-2346.

614 F.2d 561 (1980)

Howard J. SHULTZ, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, Seventh Circuit.

Decided January 7, 1980.


Attorney(s) appearing for the Case

Jeffrey R. Liebman, Chicago, Ill., for petitioner.

Elisse B. Walter, Securities and Exchange Commission, Washington, D. C., for respondent.

Before SWYGERT and WOOD, Circuit Judges, and CAMPBELL, Senior District Judge.


SWYGERT, Circuit Judge.

This appeal arises from a final order of the Securities and Exchange Commission ("the Commission") affirming the disciplinary action taken by the Chicago Board Options Exchange, Inc. ("Exchange") against petitioner, Howard J. Shultz. The issues presented are:

1. Should the Commission's decision be reversed because of bias or the appearance of unfairness in the hearing granted petitioner by the Exchange?

2. Was there sufficient...

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