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SPECTRUM FINANCIAL COMPANIES v. MARCONSULT, INC.

Nos. 76-2546, 76-2651.

608 F.2d 377 (1979)

SPECTRUM FINANCIAL COMPANIES, Plaintiff-Appellant, Kenneth B. Bonilla et al., Intervenors-Appellants, v. MARCONSULT, INC., et al., Defendants-Appellees. Allen L. BARBIERI et al., Plaintiffs-Appellants, James E. Nevitt, Intervenor-Appellant, v. MARCONSULT, INC., et al., Defendants-Appellees. SPECTRUM FINANCIAL COMPANIES, Plaintiff, Kenneth B. Bonilla et al., Intervenors-Appellants, v. MARCONSULT, INC., et al., Defendants-Appellees.

United States Court of Appeals, Ninth Circuit.

As Amended January 3, 1980.

Attorney(s) appearing for the Case

Michael R. Mitchell, Los Angeles, Cal., for appellant Spectrum Financial Companies.

John P. McNicholas and Ralph Jonas, Los Angeles, Cal., for appellant intervenors.

Richard P. Booth, Jr., Los Angeles, Cal., for appellee Harris Kerr Forster & Co.

Before WRIGHT, Circuit Judge; HOFFMAN, Senior District Judge; and FERGUSON, District Judge.

EUGENE A. WRIGHT, Circuit Judge:

Spectrum Financial Companies, the general partner of two limited partnerships, sued under § 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j (1976), and § 17(a) of the Securities Exchange Act of 1933, 15 U.S.C. § 77q (1976), alleging that Marconsult, Inc. and its accounting firm, Harris, Kerr, Forster and Company (HKF), made false and misleading statements regarding the value of Marconsult stock which...

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