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DARVIN v. BACHE HALSEY STUART SHIELDS

No. 78 Civ. 3127.

479 F.Supp. 460 (1979)

Leonard DARVIN, Plaintiff, v. BACHE HALSEY STUART SHIELDS, INC., Milton Jacobson and Joseph Canciglia, Defendants.

United States District Court, S. D. New York.

October 29, 1979.

Attorney(s) appearing for the Case

Kraver & Martin, New York City, for plaintiff by Richard M. Kraver, New York City, of counsel.

Grandefeld & Goodman, New York City, for defendants by Dominick J. Dorata, New York City, of counsel.

MEMORANDUM AND ORDER

WHITMAN KNAPP, District Judge.

This is an action brought under sections 11, 12(2), 15 and 17(a) of the Securities Act of 1933, as amended, 15 U.S.C. §§ 77k, 77l (2), 77o and 77q(a); sections 10(b), 15(c) and 20(a) of the Securities Exchange Act of 1934, as amended, 15 U.S.C. §§ 78j(b), 78o (c) and 78t(a); Rules 10b-5 and 15cl-2, 17 C.F.R. §§ 240.10b-5 and 240.15cl-2, promulgated under...

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