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VETTER v. SHEARSON HAYDEN STONE INC.

No. 79 Civ. 3857.

481 F.Supp. 64 (1979)

Helen VETTER and Hans Vetter, Plaintiffs, v. SHEARSON HAYDEN STONE INC. and Gordon Joblon, Defendants.

United States District Court, S. D. New York.

December 18, 1979.

Attorney(s) appearing for the Case

Ira Jay Sands, New York City, for plaintiffs by George C. Cabell, New York City, of counsel.

Willkie, Farr & Gallagher, New York City, for defendant Shearson Hayden Stone Inc. by William T. Sullivan, Francis J. Menton, Jr., John M. McEnany, New York City, of counsel.

WHITMAN KNAPP, District Judge.

This is an action brought under section 10(b) of the Securities Exchange Act of 1934 ("1934 Act"), as amended, 15 U.S.C. § 78j(b); Rule 10b-5, 17 C.F.R. § 240.10b-5, promulgated thereunder ("Rule 10b-5"); Rule 408 of the New York Stock Exchange; and Section 15(b)(3) of the 1934 Act, 15 U.S.C. § 78o (b)(3). Jurisdiction is based on section 27 of the 1934 Act, 15 U.S.C...

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