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SECURITIES & EXCH. COM'N v. LAIRD

No. 77-1528.

598 F.2d 1162 (1979)

SECURITIES AND EXCHANGE COMMISSION, Applicant-Appellee, v. Joseph R. LAIRD, Jr., Cal-Am Corporation, Kenneth J. Fischer, John E. Crooks, James R. Forbes, Warren H. Baker, Allstate Securities, Inc., Dixie Natural Resources, Inc., Respondents-Appellants.

United States Court of Appeals, Ninth Circuit.

June 1, 1979.

Attorney(s) appearing for the Case

Donald M. Re, Los Angeles, Cal., for respondents-appellants.

David Ferber, S.E.C., Washington, D. C., for applicant-appellee.

Before WALLACE and HUG, Circuit Judges, and TEMPLAR, District Judge.

PER CURIAM:

Laird and others appeal from an order of the United States District Court directing them to comply with subpoenas issued by the Securities and Exchange Commission (Commission) requiring testimony and the production of documents. They raise the issue on appeal that the procedures of the Commission followed in this case and the issuance of the subpoenas by the Commission deprived them of their due process rights as protected by the Fifth Amendment. The Commission...

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