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SECURITIES & EXCHG. COM'N v. BLAZON CORP.

Nos. 77-1904, 77-2033.

609 F.2d 960 (1979)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellant, v. BLAZON CORPORATION; Arthur E. Lloyd; Gary B. Larson; Utah Capital Corporation; Glenn W. McMurray, Defendants-Appellees. SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. BLAZON CORPORATION et al., Defendants, Utah Capital Corporation and Glenn W. McMurray, Defendants-Appellants.

United States Court of Appeals, Ninth Circuit.

December 14, 1979.

Attorney(s) appearing for the Case

Richard Harris, and Hancock, Rothert & Bunshoft, San Francisco, Cal., Thomas M. Burton, San Francisco, Cal., for defendants.

David Ferber, Securities & Exchange Comm., Washington, D. C., for plaintiff.

Before DUNIWAY and KENNEDY, Circuit Judges, and KING, District Judge.

DUNIWAY, Circuit Judge:

These are appeals by the plaintiff Securities and Exchange Commission and by the defendants Utah Capital Corporation (Utah) and Glenn W. McMurray from portions of the judgment entered on cross motions for summary judgment.

The Commission's complaint is in two counts. Count I charges violations of the antifraud provisions of the Securities Act of 1933 (§ 17(a)), 15 U.S.C. § 77q(a), and the Securities Exchange Act (§ 10...

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