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McNEAL v. PAINE, WEBBER, JACKSON & CURTIS, INC.

No. 77-2033.

598 F.2d 888 (1979)

William W. McNEAL, Plaintiff-Appellant, Cross-Appellee, v. PAINE, WEBBER, JACKSON & CURTIS, INC., Defendant-Appellee, Cross-Appellants.

United States Court of Appeals, Fifth Circuit.

July 10, 1979.

Attorney(s) appearing for the Case

Edward L. Savell, Atlanta, Ga., for William W. McNeal.

Theodore S. Bloch, Securities & Exchange Comm., Washington, D.C., for Securities & Exchange Comm., amicus curiae.

Gary W. Hatch, Dom H. Wyant, Atlanta, Ga., for Paine, Webber, Jackson & Curtis, Inc.

Before BROWN, Chief Judge, AINSWORTH, Circuit Judge, and CAMPBELL, District Judge.

AINSWORTH, Circuit Judge:

Appellant William W. McNeal filed this suit on September 3, 1976, seeking damages under the federal securities laws from defendant Paine, Webber, Jackson & Curtis, Inc. He alleged that J. Brian Skone, an account executive for Paine, Webber, continuously engaged during 1971, 1972 and the first half of 1973 in a fraudulent scheme of buying and selling securities for McNeal's account for the purpose of generating commissions for himself...

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