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BANKERS TRUST CO. v. MALLIS

No. 76-1359.

435 U.S. 381 (1978)

BANKERS TRUST CO. v. MALLIS ET AL.

Supreme Court of United States.

Decided March 28, 1978.

Attorney(s) appearing for the Case

Jack H. Weiner argued the cause for petitioner. With him on the briefs was Charles Leeds.

Noel W. Hauser argued the cause and filed a brief for respondents.

John L. Warden argued the cause and filed a brief for the New York Clearing House Assn. as amicus curiae urging reversal.

Harvey L. Pitt argued the cause for the Securities and Exchange Commission as amicus curiae urging affirmance. With him on the brief were Solicitor General McCree, Paul Gonson, Jacob H. Stillman, and James E. Bowers.

PER CURIAM.

Respondents sued petitioner Bankers Trust Co. under § 10 (b) of the Securities Exchange Act of 1934, 48 Stat. 891, 15 U. S. C. § 78j (b) (1976 ed.), for allegedly fraudulent statements. The District Court for the Southern District of New York dismissed the action on the ground that the fraud alleged had not occurred "in connection with the purchase or sale" of a security, as required by § 10 (b...

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