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SEC. & EXCHANGE COM'N v. UNITED FIN. GROUP, INC.

No. 76-3441.

576 F.2d 217 (1978)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. UNITED FINANCIAL GROUP, INC., et al., Defendants. R. J. WOLF, Claimant-Appellant, v. William E. TASSOCK, Receiver, et al., Defendants-Appellees.

United States Court of Appeals, Ninth Circuit.

Rehearing Denied June 9, 1978.

Attorney(s) appearing for the Case

R. J. Wolf (argued), San Rafael, Cal., for claimant-appellant.

William B. Crow (argued), of Miller, Anderson, Nash, Yerke, & Wiener, Portland, Or., for defendants-appellees.

Before BROWNING and HUG, Circuit Judges, and SCHWARZER, District Judge.

Rehearing and Rehearing En Banc Denied June 9, 1978.

SCHWARZER, District Judge:

This is an appeal from an order and judgment of the district court denying appellant Wolf's claim for attorney's fees. Appellee Tassock is the receiver, appointed by the court below, of a group of companies which will be referred to as the United Financial Group ("UFG").1

In 1972, shortly after commencement of the receivership, a group of investors...

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