1. Home
  2. Browse Decisions
  3. F.2d
  4. 583 F.2d
  5. 583 F.2d 115 (1978)
 

SECURITIES & EXCH. COM'N v. WARREN

No. 77-2531.

583 F.2d 115 (1978)

SECURITIES AND EXCHANGE COMMISSION, Appellant, v. William K. WARREN, Jr., and Warren Fund.

United States Court of Appeals, Third Circuit.

Decided September 1, 1978.

Attorney(s) appearing for the Case

Harvey L. Pitt, Gen. Counsel, Paul Gonson, Associate Gen. Counsel, Frederick B. Wade, Sp. Counsel, Barbara N. Brandon, Atty., Securities and Exchange Commission, Washington, D. C., for appellant.

Frank L. Seamans, Wm. Alivah Stewart, III, James H. Roberts, Eckert, Seamans, Cherin & Mellott, Pittsburgh, Pa., for appellees.

Before SEITZ, Chief Judge, and ALDISERT and ROSENN, Circuit Judges.

OPINION OF THE COURT

ROSENN, Circuit Judge.

This appeal by the Securities and Exchange Commission ("the Commission" or "SEC") is from an order of the district court for the Western District of Pennsylvania dissolving a permanent injunction entered by consent against William K. Warren, Jr., and the Warren Fund, appellees, restraining them from future violations of the margin requirements of the Securities and Exchange Act, 15 U.S.C. § 78g(d), and Regulation...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases