BERKLEY LAND & INVEST. CORP. v. S. E. C.

No. 77-1519.

575 F.2d 77 (1978)

BERKLEY LAND AND INVESTMENT CORPORATION and Nathaniel S. Fulford, Petitioners, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, Fourth Circuit.

Decided May 3, 1978.


Attorney(s) appearing for the Case

Nathaniel S. Fulford, petitioner Pro Se.

John M. Mahoney, S. E. C., Washington, D. C. (David Ferber, Sol. to the Commission, Jacob H. Stillman, Principal Asst. Gen. Counsel, Van P. Carter, Special Counsel, S. E. C., Washington, D. C., on brief), for respondent.

Before BUTZNER, WIDENER, and HALL, Circuit Judges.


PER CURIAM:

Petitioners, Berkley Land and Investment Corporation (Berkley), and Nathaniel S. Fulford, its President, brought this Petition for Review to challenge an order of the Securities and Exchange Commission (SEC) affirming the decision of the administrative law judge (ALJ) which had suspended a securities regulations exemption previously enjoyed by Berkley. Petitioners do not challenge the substance of either the ALJ opinion or the SEC order of affirmance,...

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