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FEIN v. SHEARSON HAYDEN STONE, INC.

No. 77 Civ. 5087 (KTD).

461 F.Supp. 137 (1978)

Gemma FEIN, Hal Fein, Susan Fein and Lisa Fein, Plaintiffs, v. SHEARSON HAYDEN STONE, INC., Ladenburg Thalmann & Co., Inc., Michael Moss, Gordon Joblan, Marvin Leiter and Peter Stabell, Defendants.

United States District Court, S. D. New York.

November 6, 1978.

Attorney(s) appearing for the Case

Berger & Katz, New York City, for plaintiffs; George Berger, Harold W. Paul, New York City, of counsel.

Willkie, Farr & Gallagher, New York City, for defendants Shearson Hayden Stone, Inc., Gordon Joblan, Marvin Leiter and Peter Stabell; William T. Sullivan, Michael C. Lambert, Gerald Kerner, New York City, of counsel.

Coudert Brothers, New York City, for defendant Michael Moss; Mark D. Lebow, New York City, of counsel.

Rosenman Colin, Freund, Lewis & Cohen, New York City, for defendant Ladenburg Thalmann & Co., Inc.; Gerald Walpin, Eric M. Rosenberg, Seth A. Davis, New York City, of counsel.

KEVIN THOMAS DUFFY, District Judge.

Plaintiffs, Gemma, Hal, Susan and Lisa Fein, bring this action against the brokerage houses of Shearson Hayden Stone, Inc., [hereinafter referred to as "Shearson"], and Ladenburg Thalmann & Co., Inc., [hereinafter referred to as "Ladenburg"], and the individuals Michael Moss, Gordon Joblan, Marvin Leiter and Peter Stabell, alleging violations of section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b), Rule...

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