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SECURITIES AND EXCHANGE COMMISSION v. BLATT

No. 76-2181.

583 F.2d 1325 (1978)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. Gerson BLATT, Barton S. Udell, and John Pullman, Defendants-Appellants.

United States Court of Appeals, Fifth Circuit.

November 15, 1978.

Attorney(s) appearing for the Case

E. David Rosen, Miami, Fla., for Pullman.

Burton H. Finkelstein, Washington, D. C., Robert C. Josefsberg, Miami, Fla., David J. Levenson, David M. Lewis, Washington, D. C., for Blatt et al.

Mark A. Loush, Detroit, Mich., David Ferber, Sol., Irving H. Picard, Asst. Gen. Counsel, Frederick B. Wade, Atty., Alan Rosenblat, Asst. Atty. Gen., John P. Sweeney, Atty., S. E. C., Washington, D. C., David R. King, Atty., S. E. C., Salt Lake City, Utah, for plaintiff-appellee.

Before CLARK and GEE, Circuit Judges, and LYNNE, District Judge.

LYNNE, District Judge:

This appeal is from a final judgment entered by the District Court for the Southern District of Florida permanently enjoining appellants Gerson Blatt, Barton Udell and John Pullman from engaging in further conduct that would violate Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder. The judgment further ordered Pullman to disgorge the sum of $315,377.50, representing the profits that he had realized through...

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