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NELSON v. SERWOLD

Nos. 76-1001, 75-3833.

576 F.2d 1332 (1978)

Kenneth N. NELSON, Plaintiff-Appellant, v. O. E. SERWOLD and Helen Serwold, his wife, Defendants-Appellees. Kenneth N. NELSON, Plaintiff-Appellee, v. O. E. SERWOLD and Helen Serwold, his wife, Defendants-Appellants.

United States Court of Appeals, Ninth Circuit.

Rehearing Denied June 26, 1978.

Attorney(s) appearing for the Case

William D. Cameron (argued) of Williams, Lanza & Kasterner & Gibbs, Seattle, Wash., for Kenneth N. Nelson.

William A. Helsell (argued), of Helsell, Fetterman, Martin, Todd & Hokanson, Seattle, Wash., for O. E. and Helen Serwold.

Before KOELSCH and WRIGHT, Circuit Judges, and CALLISTER, District Judge.

Rehearing En Banc Denied in No. 76-1001 June 26, 1978.

PER CURIAM:

The plaintiff, Kenneth N. Nelson, was awarded $3,003.48 plus interest and costs in this 10b-5 action against defendants Serwold. They were found to have violated Rule 10b-5 of the regulations promulgated under § 10(b) of the 1934 Securities and Exchange Act (hereinafter "Act"), and its Washington counterpart, RCW § 21.20.010, by failing to reveal the existence of the "control group...

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