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UNITED STATES v. BROWN

No. 77-1742.

578 F.2d 1280 (1978)

UNITED STATES of America, Plaintiff-Appellee, v. Robert Edwin BROWN, Defendant-Appellant.

United States Court of Appeals, Ninth Circuit.

Rehearing Denied July 24, 1978.

Attorney(s) appearing for the Case

Jack E. Brown, (argued) Brown & Bain, P.A., Phoenix, Ariz., Ralph E. Seefeldt, Sullivan & Seefeldt, Tucson, Arizona, for defendant-appellant.

Dale A. Danneman, Asst. U. S. Atty. (argued), of Phoenix, Ariz., for plaintiff-appellee.

Before WRIGHT and HUG, Circuit Judges, and INGRAM, District Judge.

Rehearing and Rehearing En Banc Denied July 24, 1978.

INGRAM, District Judge.

Robert Edwin Brown appeals from his conviction after trial by court of 10 counts of violations of 15 U.S.C. § 77q(a) (counts 2, 4, 6, 7, 9, 10, 12, 14, 19, and 20 for securities fraud) and one conspiracy count in violation of 18 U.S.C. § 371 (count 34).

On appeal, Brown contends that five counts upon which he was convicted...

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