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ROSENTHAL & CO. v. BAGLEY

No. 77-1635.

581 F.2d 1258 (1978)

ROSENTHAL & COMPANY, etc., Plaintiff-Appellant, v. William T. BAGLEY et al., Defendants-Appellees.

United States Court of Appeals, Seventh Circuit.

Decided August 10, 1978.

Attorney(s) appearing for the Case

Lawrence C. Rubin, Chicago, Ill., for plaintiff-appellant.

Joanne Leveque, Asst. Gen. Counsel, John G. Gaine, Gen. Counsel, Richard E. Nathan, Deputy Gen. Counsel, Frederic T. Spindel, Associate Gen. Counsel, Susan A. Arnold, Commodity Futures Trading Commission, Washington, D. C., for defendants-appellees.

Before PELL and TONE, Circuit Judges, and GRANT, Senior District Judge.

TONE, Circuit Judge.

Section 14 of the Commodity Futures Trading Commission Act of 1974, 88 Stat. 1389, 1393 (1974), 7 U.S.C. § 18, confers on the Commission the authority to adjudicate reparations claims brought by members of the public against registered commodities brokers and certain other registered persons. Upon finding a violation of the Commodity Exchange Act, 7 U.S.C. § 1, et seq., the Commission may make an award of damages enforceable in...

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