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ESTABLISSEMENT TOMIS v. SHEARSON HAYDEN STONE

No. 76 Civ. 5675 (HFW).

459 F.Supp. 1355 (1978)

ESTABLISSEMENT TOMIS, Plaintiff, v. SHEARSON HAYDEN STONE, INC., and Jeffrey Nash, Defendants, Juanita E. Spiegel and Stanley Spiegel, Additional Defendants on Counterclaim.

United States District Court, S. D. New York.

November 8, 1978.

Attorney(s) appearing for the Case

Gusrae, Greene & Kaplan, New York City, for plaintiff Establissement Tomis.

Willkie, Farr & Gallagher, New York City, by Michael B. Targoff, Thomas C. O'Keefe and New York City, Gerald Kerner, for defendants Shearson Hayden Stone, Inc. and Jeffrey Nash.

Chadbourne, Parke, Whiteside & Wolff, New York City, by Chester J. Hinshaw, Terry A. Thompson, New York City, of counsel, for additional defendants Juanita E. Spiegel and Stanley Spiegel.

MEMORANDUM DECISION

WERKER, District Judge.

Plaintiff Establissement Tomis ("Tomis"), a Liechtenstein corporation, commenced this action charging defendants, securities brokerage firm Shearson Hayden Stone, Inc. ("Shearson") and its registered representative Jeffrey Nash ("Nash") with violations of section 10(b) of the Securities Exchange Act of 1934 (the "Exchange Act"), 15 U.S.C. § 78j(b), and Rules 10b-5 and 10b-16 promulgated thereunder, 17 C.F...

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