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S. E. C. v. WILLS

Civ. A. No. 77-0097.

472 F.Supp. 1250 (1978)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. S. Hayward WILLS et al., Defendants.

United States District Court, District of Columbia.

December 14, 1978.

Attorney(s) appearing for the Case

Irwin M. Borowski, New York City, Richard S. Kraut, Peter M. Sullivan, Richard J. Morvillo, Kathleen G. Gallagher, Richard O. Patterson, Robert J. Haft, Sp. Counsel, Washington, D. C., for plaintiff.

Burton H. Finkelstein, Douglas G. Thompson, Jr., John F. McCarthy, III, Washington, D. C., for Wills.

James E. Tolan and Richard A. Martin of Olwine, Connelly, Chase, O'Donnell & Weyher, New York City, for Stuken.

MEMORANDUM OPINION

GESELL, District Judge.

By this civil action the Securities and Exchange Commission ("SEC"), alleging violations of the federal security laws, seeks both injunctive relief and disgorgement against two former officers of a now-bankrupt land development corporate complex. The SEC has alleged that the defendants did not make disclosures as mandated by Sections 13(a) and 14(a) & (e) of the Securities Exchange Act of 1934 (the "Exchange...

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