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UNITED STATES v. CARROLL

No. 77-5319.

582 F.2d 942 (1978)

UNITED STATES of America, Plaintiff-Appellee, v. Howard P. CARROLL, Robert C. Wilson, and Jerry A. McFarland, Defendants-Appellants.

United States Court of Appeals, Fifth Circuit.

October 25, 1978.

Attorney(s) appearing for the Case

Charles F. Brega, Denver, Colo., for Carroll.

Emmett Colvin, Dallas, Tex., for Wilson.

Michael F. Linz, John A. Spinuzzi, Dallas, Tex., for McFarland.

Kenneth J. Mighell, U. S. Atty., Fort Worth, Tex., Shirley Baccus-Lobel, William O. Wuester, III, Asst. U. S. Attys., Dallas, Tex., for plaintiff-appellee.

Before CLARK, FAY and VANCE, Circuit Judges.

VANCE, Circuit Judge.

Howard Carroll and Robert Wilson were convicted on charges of making fraudulent and misleading statements in the offer and sale of securities, and with having aided and abetted in using the United States mails to further the fraud. 15 U.S.C. §§ 77q(a), 77x; 18 U.S.C. §§ 2, 1341. In addition, those appellants, along with co-defendant Jerry McFarland, were found guilty under a count alleging a conspiracy to commit enumerated...

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