MEMORANDUM OPINION
FLAUM, District Judge:
Before the court is defendant Thomson McKinnon Auchincloss Kohlmeyer, Inc.'s motion for summary judgment. Fed.R. Civ.P. 56. Plaintiff brings the instant action for violations of section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b) and rule 10b-5 promulgated thereunder, 17 C.F.R. § 240.10b-5 and various violations of the rules of the New York Stock Exchange, the American Stock Exchange...
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