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UNITED STATES v. NAFTALIN

No. 77-1290.

579 F.2d 444 (1978)

UNITED STATES of America, Appellee, v. Neil T. NAFTALIN, Appellant.

United States Court of Appeals, Eighth Circuit.

Decided June 13, 1978.

Rehearing Denied August 4, 1978.

Attorney(s) appearing for the Case

Joe A. Walters (argued and on brief), O'Connor & Hannan, Minneapolis, Minn. (argued), John B. Blatz, III, Minneapolis, Minn. (on brief), for appellant.

Thorwald H. Anderson, Jr., Asst. U. S. Atty., Minneapolis, Minn. (argued), and A. W. Danielson, U. S. Atty., Minneapolis, Minn., on brief, for appellee.

Before BRIGHT, ROSS and HENLEY, Circuit Judges.

Rehearing and Rehearing En Banc Denied August 4, 1978.

HENLEY, Circuit Judge.

Neil T. Naftalin, appellant here and defendant in the district court, was indicted on eight counts of employing a scheme to defraud in the offer or sale of securities, in violation of § 17(a)(1) of the Securities Act, 15 U.S.C. § 77q(a)(1). Appellant was tried without a jury in the United States District Court for the District of Minnesota and found guilty on all eight...

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