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UNITED STATES v. MORGAN

No. 801, Docket 76-1497.

554 F.2d 31 (1977)

UNITED STATES of America, Appellee, v. Dudley D. MORGAN, Jr., Defendant-Appellant.

United States Court of Appeals, Second Circuit.

Decided April 18, 1977.

Attorney(s) appearing for the Case

James C. Lang, Tulsa, Okl. (Sneed, Lang, Trotter & Adams, Tulsa, Okl., of counsel), for defendant-appellant.

Alan M. Goldston, Special Atty., U. S. Dept. of Justice, New York City (Robert B. Fiske, Jr., U. S. Atty., S. D. N. Y., Audrey Strauss, Asst. U. S. Atty., New York City, of counsel), for appellee.

Before MANSFIELD and VAN GRAAFEILAND, Circuit Judges, and MISHLER, District Judge.

VAN GRAAFEILAND, Circuit Judge:

After a jury trial in the United States District Court for the Southern District of New York, appellant was convicted on eleven counts of mail fraud, 18 U.S.C. § 1341, and on two counts of engaging in fraudulent, deceptive and manipulative securities transactions, 15 U.S.C. §§ 77q(a) and 78j(b). We affirm.

Appellant was the managing partner of a brokerage firm in Tulsa, Oklahoma, and the corporation whose stock...

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