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MORALES v. GOULD INVESTORS TRUST

No. 76 Civ. 2927-CSH.

445 F.Supp. 1144 (1977)

Richard MORALES, Plaintiff, v. GOULD INVESTORS TRUST, Stuart S. Gould, N. Jay Gould and Nathan Kupin, Defendants.

United States District Court, S. D. New York.

December 2, 1977.

Attorney(s) appearing for the Case

David Lopez, New York City, for plaintiff.

Bachner, Tally & Mantell, New York City (Simeon Brinberg, Sol V. Slotnik, New York City, of counsel), for defendants.

MEMORANDUM OPINION AND ORDER

HAIGHT, District Judge:

This is an action brought by an individual shareholder of Gould Investors Trust (the "Trust") on its behalf (although the Trust is a nominal defendant) against three individuals for profits allegedly realized in shortswing sales and purchases in violation of Section 16(b) of the Securities Exchange Act of 1934 (the "Act"), 15 U.S.C. § 78p(b). The Trust...

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