WASSON v. SECURITIES AND EXCHANGE COMMISSION

No. 76-1665.

558 F.2d 879 (1977)

George WASSON, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, Eighth Circuit.

Decided June 21, 1977.

Rehearing and Rehearing Denied September 30, 1977.


Attorney(s) appearing for the Case

Ronald R. Fletcher, Minneapolis, Minn., for petitioner.

David Ferber, Securities & Exchange Commission, Washington, D. C., for respondent.

Before HEANEY, ROSS and STEPHENSON, Circuit Judges.


Rehearing and Rehearing En Banc Denied September 30, 1977.

HEANEY, Circuit Judge.

George Wasson petitions this Court, pursuant to § 25(a)(1) of the Securities Exchange Act of 1934, 15 U.S.C. § 78y(a)(1), to review an order of the Securities and Exchange Commission suspending him from associating with any broker or dealer for a period of forty-five days. The order was based upon the Commission's determination that Wasson willfully violated and willfully...

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