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COLLINS SEC. CORP. v. SEC. & EXCHG. COM'N

No. 75-2200.

562 F.2d 820 (1977)

COLLINS SECURITIES CORPORATION and Timothy Collins, Petitioners, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, District of Columbia Circuit.

Decided August 12, 1977.

As Amended on Denial of Rehearing September 23, 1977.

Attorney(s) appearing for the Case

James W. Beasley, Jr., Miami, Fla., for petitioners.

David Ferber, Sol. to the Commission, Washington, D.C., with whom David J. Romanski, Asst. Gen. Counsel, Securities and Exchange Commission and John M. Mahoney, Atty., Securities and Exchange Commission, Washington, D.C., were on the brief, for respondent.

Before WRIGHT, LEVENTHAL and WILKEY, Circuit Judges.

Opinion for the Court filed by WILKEY, Circuit Judge.

WILKEY, Circuit Judge:

The petitioners in this case are Collins Securities Corporation (CSC), a broker-dealer and investment adviser registered with the Securities and Exchange Commission (SEC or Commission), and its president, Timothy Collins. Petitioners seek to have set aside the 23 October 1975 decision of the Commission In The Matter of Collins Securities Corporation,1

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