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NASSAR & CO., INC. v. S. E. C.

Nos. 76-1278, 76-1536.

566 F.2d 790 (1977)

NASSAR AND COMPANY, INC., et al., Petitioners, v. SECURITIES AND EXCHANGE COMMISSION, Respondent. NASSAR AND COMPANY, INC., and George M. Nassar, Appellants, v. SECURITIES AND EXCHANGE COMMISSION et al.

United States Court of Appeals, District of Columbia Circuit.

Decided October 3, 1977.

Attorney(s) appearing for the Case

Carl L. Shipley, Washington, D.C., for petitioners in No. 76-1278 and appellants in No. 76-1536.

David Ferber, Sol., S.E.C., Washington, D.C., with whom Alan Rosenblat, Asst. Gen. Counsel and Howard B. Scherer, Atty., S.E.C., Washington, D.C., were on the brief, for respondent in No. 76-1278 and appellee in No. 76-1536.

Before BAZELON, Chief Judge, and LEVENTHAL and ROBINSON, Circuit Judges.

Opinion for the Court filed by Chief Judge BAZELON.

Concurring opinion filed by Circuit Judge LEVENTHAL.

BAZELON, Chief Judge:

Both of these related cases involve an order of the Securities and Exchange Commission, entered February 12, 1976, which revoked the registration of Nassar, Inc. as a broker and dealer in securities, expelled it from membership in the National Association of Securities Dealers, Inc. and barred Mr. Nassar from association with...

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