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SECURITIES & EXCHANGE COM'N v. INVESTORS SEC. CORP.

Nos. 76-2133, 76-2134.

560 F.2d 561 (1977)

SECURITIES AND EXCHANGE COMMISSION v. INVESTORS SECURITY CORP. and William H. Brown. SECURITIES AND EXCHANGE COMMISSION v. INVESTORS SECURITY LEASING CORPORATION, William H. Brown, Dale R. McDonald, and William J. Lynam. Appeal of EQUIBANK, N.A., in No. 76-2133. Appeal of Hilliard KREIMER, Receiver for Investors Security Leasing Corporation, in No. 76-2134.

United States Court of Appeals, Third Circuit.

Decided July 26, 1977.

Attorney(s) appearing for the Case

Hurd Baruch of Winston & Strawn, Washington, D.C., for appellant in No. 76-2133.

Alan Z. Lefkowitz, Raymond M. Komichak of Kaplan Finkel Lefkowitz Roth & Ostrow, Pittsburgh, Pa., for appellant in No. 76-2134.

George F. Bingham, Washington, D.C., for Securities Investor Protection Corp.

John L. Laubach, Jr., of Stevens, Clark, Laubach & Semple, Pittsburgh, Pa., for Thomas P. Ravis, Trustee for the Liquidation of the Business of Investors Sec. Corp.

Louis P. Vitti of Markovitz & Vitti, Pittsburgh, Pa., for intervenors, James W. and Helen I. Thompson.

Before GIBBONS, VAN DUSEN and GARTH, Circuit Judges.

OPINION OF THE COURT

VAN DUSEN, Circuit Judge.

These appeals arise from a June 17, 1976, district court order entered in a proceeding ancillary to a Securities and Exchange Commission (SEC) action brought to permanently enjoin the Investors Security Leasing Corporation (ISLC),1 its president, Dale R. McDonald, its vice-president, William H. Brown, and its treasurer, William J. Lynam...

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