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MERRILL LYNCH, ETC. v. NAT. ASS'N OF SECURITIES DEALERS, INC.

Civ. A. No. 3-77-0515-C.

434 F.Supp. 591 (1977)

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, William J. LaFleur, E. Richard Lewis, Plaintiffs, Bill Wise, Plaintiff-Intervenor, James Flaggert, Plaintiff-Intervenor, v. NATIONAL ASSOCIATION OF SECURITIES DEALERS, INCORPORATED, Peter F. Walker, Charles Fath, William B. Madden, Chairman, District Business Conduct Committee for District No. 6, National Association of Securities Dealers, District Business Conduct Committee for District No. 6 of the National Association of Securities Dealers Incorporated, Defendants.

United States District Court, N. D. Texas, Dallas Division.

July 19, 1977.

Attorney(s) appearing for the Case

Richard Conway Casey, Brown, Wood, Ivey, Mitchell & Petty, New York City, David R. McAtee, Thompson, Knight, Simmons & Bullion, Dallas, Tex., for Bill Wise.

Joel H. Pullen, Tinsman & Houser, Inc., San Antonio, Tex., for Flaggert.

Andrew McR. Barnes, Washington, D. C., for defendants.

MEMORANDUM OPINION

WILLIAM M. TAYLOR, Jr., Chief Judge.

Plaintiffs filed this action on April 18, 1977, seeking to enjoin Defendants from conducting a non-confidential hearing in a disciplinary action. Plaintiffs are registered securities dealers who are members of the Defendant National Association of Securities Dealers, a quasi-governmental organization registered with the Securities and Exchange Commission pursuant to 15 U.S.C. 78o-3. The Honorable...

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