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UNITED STATES v. ERB

Nos. 70, 71, Dockets 76-1143, 76-1178.

543 F.2d 438 (1976)

UNITED STATES of America, Appellee, v. Charles D. ERB and Franklin S. DeBoer, Defendants-Appellants.

United States Court of Appeals, Second Circuit.

Decided October 1, 1976.

Certiorari Denied November 29, 1976.

Attorney(s) appearing for the Case

Edward M. Shaw, New York City, for appellant Erb.

Gary P. Naftalis, New York City (Orans, Elsen & Polstein; Leslie A. Lupert, New York City, Harold B. Tevelowitz, Kew Gardens, N. Y., on the brief), for appellant DeBoer.

John A. Lowe, Asst. U. S. Atty., New York City (Robert B. Fiske, Jr., U. S. Atty. for the S. D. of N. Y., New York City, Frederick T. Davis, Asst. U. S. Atty., New York City, on the brief), for appellee.

Before KAUFMAN, Chief Judge, FEINBERG and VAN GRAAFEILAND, Circuit Judges.

Certiorari Denied November 29, 1976. See 97 S.Ct. 493.

FEINBERG, Circuit Judge:

Charles D. Erb and Franklin S. DeBoer appeal from judgments of conviction in the United States District Court for the Southern District of New York after a two-week trial before Charles L. Brieant, Jr., J. The jury found Erb guilty on four counts of filing false registration statements with the Securities and Exchange Commission (SEC) in connection with the public offering...

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