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S. E. C. v. FIRST SECURITIES CO. OF CHICAGO

No. 75-1866.

528 F.2d 449 (1976)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. FIRST SECURITIES COMPANY OF CHICAGO, Defendant. CUSTOMER CREDITORS COMMITTEE, Claimants-Appellants, v. Keith B. McKY, Receiver-Appellee, and Olga Hochfelder et al., Escrow Claimants-Appellees.

United States Court of Appeals, Seventh Circuit.

Decided January 7, 1976.

Rehearing and Rehearing Denied February 26, 1976.

Attorney(s) appearing for the Case

Samuel H. Young, Skokie, Ill., for claimants-appellants, Charles Aaron, Michael L. Weissman, Chicago, Ill., for McKy.

Willard L. King, Alex Elson, Willard J. Lassers, Donald L. Vetter, Joseph N. Morency, Jr., Dennis J. Waldeck, Securities and Exchange Commission, Chicago, Ill., for appellees.

Before SPRECHER, TONE and BAUER, Circuit Judges.

Rehearing and Rehearing En Banc Denied February 26, 1976.

PER CURIAM.

The difficult issue in this appeal is whether the attorney for a creditors committee is entitled to a fee from a securities law receivership.

I

The Securities and Exchange Commission commenced this receivership action against First Securities Company of Chicago within a week after Leston B. Nay, its president, committed suicide and left a note stating that the firm was...

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