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ARNEIL v. RAMSEY

No. 75 Civ. 1766.

414 F.Supp. 334 (1976)

James A. ARNEIL and Vernon A. Stockwell, Plaintiffs, v. James B. RAMSEY, Jr., et al., Defendants.

United States District Court, S. D. New York.

May 12, 1976.

Attorney(s) appearing for the Case

Spengler, Carlson, Gubar & Churchill, New York City, Lovitt & Hannan, Inc., San Francisco, Cal., for plaintiffs.

Milbank, Tweed, Hadley & McCloy by Edward J. Reilly and Norman R. Nelson, New York City, for defendant New York Stock Exchange.

Milgrim, Thomajan & Jacobs by Roger Milgrim, New York City, for defendants Ramsey, Vanderbilt & Lendman.

MEMORANDUM AND ORDER

BRIEANT, District Judge.

On April 11, 1975, plaintiffs filed a complaint alleging, in fourteen separate counts, numerous violations of Sections 6, 10(b) and 20 of the Securities Exchange Act of 1934 ("the 1934 Act"), 15 U.S.C. §§ 78f, 78j and 78t, and Rule 10b-5, 17 C.F.R. § 240.10b-5. In addition plaintiffs have asserted various claims of common law fraud and breach of a fiduciary duty.

Jurisdiction is premised...

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