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SECURITIES & EXCH. COM'N v. AM. COMMODITY EXCH.

No. 76-1064.

546 F.2d 1361 (1976)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. AMERICAN COMMODITY EXCHANGE, INC., et al., Defendants, Howard D. Williams, Defendant-Appellant.

United States Court of Appeals, Tenth Circuit.

Decided December 13, 1976.

Attorney(s) appearing for the Case

Paul Gonson, Associate Gen. Counsel, Securities and Exchange Commission, Washington, D. C. (Harvey L. Pitt, Gen. Counsel, James H. Schropp, Sp. Counsel, and John M. Mahoney, Atty., Securities and Exchange Commission, Washington, D. C., on the brief), for plaintiff-appellee.

Cleeta John Rogers, Oklahoma City, Okl., for defendant-appellant.

Howard Schneider, Gen. Counsel, Richard E. Nathan, Deputy Gen. Counsel, and Joan L. Loizeaux, Atty., Commodity Futures Trading Commission, Washington, D. C., amicus curiae.

Before SETH, McWILLIAMS and DOYLE, Circuit Judges.

WILLIAM E. DOYLE, Circuit Judge.

Defendant-appellant Williams seeks reversal of a judgment of the United States District Court for the Western District of Oklahoma granting a permanent injunction enjoining him from violations of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10(b) promulgated thereunder.

There were a total of 36 defendants named in the complaint. However, Williams is the only appellant...

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