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UNITED STATES v. BRASHIER

Nos. 75-3375, 75-3453.

548 F.2d 1315 (1976)

UNITED STATES of America, Plaintiff-Appellee, v. Hunter Brooks BRASHIER, Defendant-Appellant. UNITED STATES of America, Plaintiff-Appellee, v. John Michael COUGHLAN, Sr., Defendant-Appellant.

United States Court of Appeals, Ninth Circuit.

December 29, 1976.

Attorney(s) appearing for the Case

S. Thomas Pollack (argued), of Irell & Manella, Los Angeles, Cal., for appellant in 75-3375.

Joseph A. Ball (argued), Los Angeles, Cal., for appellant in 75-3453.

Joel Levine, Asst. U. S. Atty. (argued), Los Angeles, Cal., Andrew D. T. Pfeffer, Asst. U. S. Atty. (argued), Los Angeles, Cal., for appellee.

Before WRIGHT and TRASK, Circuit Judges, and PALMIERI, Senior District Judge.

OPINION

EUGENE A. WRIGHT, Circuit Judge:

Brashier and Coughlan appeal their convictions for criminal violations of the Investment Company Act of 1940 (Act)1 as the result of illegal concurrent investments. Brashier also appeals a judgment of conviction for filing a false 1971 federal income tax return in violation of 26 U.S.C. § 7206(1).2

Appellants raise numerous issues on appeal. Finding...

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