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LIANG v. DEAN WITTER & CO., INC.

No. 75-1868.

540 F.2d 1107 (1976)

Robert N. LIANG and Susan A. Liang, Appellants, v. DEAN WITTER AND CO., INC., et al.

United States Court of Appeals, District of Columbia Circuit.

Decided July 16, 1976.

As Amended October 6, 1976.

Rehearing Denied October 15, 1976.

Attorney(s) appearing for the Case

Thomas Lumbard, Washington, D. C., for appellants.

Steven A. Winkelman, Washington, D. C., for appellees.

Before McGOWAN, ROBINSON and WILKEY, Circuit Judges.

Opinion for the Court filed by WILKEY, Circuit Judge.

WILKEY, Circuit Judge:

Securities and Exchange Commission Rule 10b-161 requires, among other mandatory disclosures, a broker to provide to a customer with a margin account2 a written statement of "the conditions under which additional collateral can be required." In connection with the margin account opened...

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