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S. E. C. v. UNIVERSAL MAJOR INDUSTRIES CORP.

No. 133, Docket 75-6111.

546 F.2d 1044 (1976)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. UNIVERSAL MAJOR INDUSTRIES CORP. et al., Defendants, Arthur J. Homans, Defendant-Appellant.

United States Court of Appeals, Second Circuit.

Decided December 16, 1976.

Attorney(s) appearing for the Case

Bradley R. Brewer, New York City (Brewer & Soeiro, New York City, of counsel), for defendant-appellant.

David J. Romanski, Asst. Gen. Counsel for S. E. C., Washington, D. C. (David Ferber, Solicitor to the Commission, Howard B. Scherer, Washington, D. C., of counsel), for plaintiff-appellee.

Before LUMBARD and VAN GRAAFEILAND, Circuit Judges, and BONSAL, District Judge.

Action by the Securities and Exchange Commission to enjoin violations of § 5 of the Securities Act of 1933, 15 U.S.C. § 77e.

Appeal from the order of Judge H. Tenney, United States Court for the Southern District of New York, granting a permanent injunction against appellant.

Affirmed.

VAN GRAAFEILAND, Circuit Judge:

The Securities and Exchange Commission commenced this action against appellant and seven other defendants, seeking...

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