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CARROLL v. BEAR, STEARNS & CO.

No. 75 Civ. 6130.

416 F.Supp. 998 (1976)

Bettine Goodall CARROLL, Plaintiff, v. BEAR, STEARNS & CO., and Robert Gleason, Defendants.

United States District Court, S. D. New York.

June 30, 1976.

Attorney(s) appearing for the Case

Philips & Mushkin, New York City, for plaintiff; by Martin Mushkin, New York City, of counsel.

Winthrop, Stimson, Putnam & Roberts, New York City, for defendant Bear, Stearns & Co.; by Stephen A. Weiner, Robert J. Sussman, New York City, of counsel.

MEMORANDUM AND ORDER

WHITMAN KNAPP, District Judge.

Hard on the heels of the landmark decision in Ernst & Ernst v. Hochfelder (1976) 425 U.S. 185, 96 S.Ct. 1375, 47 L.Ed.2d 668, we are called upon to apply its reasoning to a garden-variety customer-broker suit. Because the complaint — although purporting to state claims of fraud under section 10(b) and Rule 10b-5 of the Securities Exchange Act of 1934 (hereinafter...

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