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SECURITIES AND EXCHANGE COMMISSION v. SLOAN

No. 776, Docket 75-6106.

535 F.2d 679 (1976)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. Samuel H. SLOAN, individually and d/b/a Samuel H. Sloan & Co., Defendants-Appellants.

United States Court of Appeals, Second Circuit.

Decided May 10, 1976.

Attorney(s) appearing for the Case

Samuel H. Sloan, pro se.

Michael J. Stewart, Asst. Gen. Counsel, S. E. C., Washington, D. C. (Thomas L. Taylor, III, Atty., Washington, D. C., on the brief), for plaintiff-appellee.

Before LUMBARD, WATERMAN and FEINBERG, Circuit Judges.

PER CURIAM:

Samuel Sloan, a securities broker-dealer who is a frequent litigant in this court, see Sloan v. SEC, 535 F.2d 676, (2d Cir. March 4, 1976), and cases there cited, appeals from a number of orders of the United States District Court for the Southern District of New York, Robert J. Ward, J., entered in the course of a continuing lawsuit in which the Securities and Exchange Commission (SEC) seeks to enjoin him...

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