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SECURITIES & EXCH. COM'N v. SEC. PLANNERS LTD.

Civ. A. No. 71-656-M.

416 F.Supp. 762 (1976)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, Securities Investor Protection Corporation, Petitioner, v. SECURITY PLANNERS LTD., INC., and Edward J. Hogan, Defendants.

United States District Court, D. Massachusetts.

March 8, 1976.

Attorney(s) appearing for the Case

Thomas F. Maffei, Choate, Hall & Stewart, Boston, Mass., for Trustee.

Kevin H. Bell, Washington, D. C., for SIPC.

Arnold Bloom, Mark J. Witkin, Boston, Mass., for Stephen Pappas, claimant.

Memorandum and Orders

FRANK J. MURRAY, District Judge.

This case came on to be heard on the objections to two claims made under the Securities Investor Protection Act (Act), 15 U.S.C. §§ 78aaa et seq., one claim by Stephen Pappas, and the other by F. L. Putnam & Company, Inc. The objections to the claims were made by the trustee appointed by the court under 15 U.S.C. § 78eee(b)(3). Both claims depend upon construction of certain...

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