SECURITIES & EXCHANGE COMMISSION
v.
PENN CENTRAL CO. et al.
United States District Court, E. D. Pennsylvania.https://leagle.com/images/logo.png
December 28, 1976.
December 28, 1976.
Attorney(s) appearing for the Case
Benjamin Greenspoon, William H. Kuehnle, Neil S. Lang, Securities & Exchange Commission, Washington, D. C., Thomas H. Monahan, Securities & Exchange Commission, Philadelphia, Pa., for Government.
Donald J. Farage, Farage & Shrager, Philadelphia, Pa., for Penn Central Co.
Edward C. German, Joseph G. Manta, LaBrum & Doak, Philadelphia, Pa., for Bevan.
Cecil A. Morgan, Morgan, Gambill & Owen, Fort Worth, Tex., Gerald L. McMahon, San Diego, Cal., for Ray.
Darrell E. Jordan, James S. Ramsey, Jr., Jordan, Ramsey & Bradley, Dallas, Tex., for Baker.
Richard U. Simon, Simon & Simon, Fort Worth, Tex., for Caldwell.
Andrew Mutch Knowlton, Pechner, Sacks, Dorfman, Rosen & Richardson, Philadelphia, Pa., John L. Hauer, Robert E. Goodfriend, Woodrow M. Bonesio, Atkin, Gump, Strauss, Hauer & Feld, Dallas, Tex., for Wynne.
United States District Court, E. D. Pennsylvania.
OPINION
JOSEPH S. LORD, III, Chief Judge.
Plaintiff, the Securities and Exchange Commission ("SEC"), alleges that various corporate and individual defendants, by virtue of numerous acts and omissions, have violated section 17(a) of the Securities Act of 1933 [15 U.S.C. § 77q(a)], sections 10(b) and 13(a) of the Securities Exchange Act of 1934 [15 U.S.C. §§ 78j(b), 78m(a)] and Rules 10b-5 and 13a...
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